ROYAL BANK ACCOUNTING BUFFET


LESSON 1 APPENDIX
A MORE DETAILED LOOK AT THE BALANCE SHEET

Listed below is a sample balance sheet of a simple corporation. Click on any of the items to get a brief explanation. Keep in mind that each caption on the balance sheet is often referred to as an account.
 
 
 
 
ABC Company Limited
 
 
Balance Sheet
 
 
December 31, 2002
 
     
Current assets    
Cash  
$ 3,000
Temporary investments  
7,000
Accounts receivable  
23,000
Notes receivable  
5,000
Inventory  
35,000
Supplies  
4,000
Prepaid expenses  
3,000
 
80,000
Capital assets    
Land  
90,000
Buildings   300,000
Accumulated amortization   (120,000)
   
180,000
Equipment   140,000
Accumulated amortization   (60,000)
   
80,000
   
350,000
Other long-term assets    
Long-term investments  
20,000
   
$ 450,000
======
Current liabilities    
Bank overdraft  
$ 1,000
Demand bank loan  
2,000
Accounts payable  
17,000
Notes payable  
6,000
Wages payable  
3,000
Income taxes payable  
1,000
Employee taxes and benefits payable  
1,200
Deferred revenue
600
Dividends payable
800
GST payable  
2,400
Interest payable  
2,000
Current portion of mortgage  
5,000
Current portion of bank loan  
8,000
   
50,000
Long-term liabilities    
Notes payable
5,000
Mortgage payable  
25,000
Bank loan payable  
50,000
Due to shareholders
30,000
Bonds payable  
150,000
   
260,000
Shareholders' Equity    
Common shares  
90,000
Retained earnings  
50,000
   
140,000
     
   
$ 450,000
=======

The first line in the title of the balance sheet is the name of the organization. If a company is incorporated, the words "Limited" or "Incorporated" or abbreviations for these such as "Ltd." or "Inc." respectively often follow the name of the company. The word "Limited" or "Ltd." is more common in Canada. Go back to top of Balance Sheet.
 
 

The second line of the balance sheet simply names the financial statement that follows. In addition to the balance sheet, a set of financial statements will also include:

  1. An income statement,
  2. A statement of retained earnings or deficit (if the entity is incorporated) or a statement of owner's or partners' capital (if the entity is not incorporated),
  3. A statement of changes in financial position (soon to be called a cash flow statement),
  4. Notes to the financial statements that explain in greater detail some of the amounts included in the financial statements. Go back to Balance Sheet.
The third line of the balance sheet indicates the record date for the items shown below. Notice that the date is one specific date. At the close of business on that date, the balance sheet describes the financial position of the entity. Balance sheets can be prepared as often as desired but most companies will prepare them monthly for use by managers and at least annually for use by persons outside of the organization such as bankers and tax authorities. Companies that have stock that trades on the stock market must prepare financial statements for public release on a quarterly basis. Corporations can choose any date for a year-end date while unincorporated companies, for tax reasons, usually choose December 31. Go back to Balance Sheet.
 
 

Cash represents that amount of money that is in the bank or kept on the premises of the business. It usually includes cash equivalent items such as term deposits and temporary investments that management intends to hold for less than three months. Go back to Balance Sheet.
 
 

Temporary investments are those that are held for longer than three months but less than a year. They are often called marketable securities or short-term investments and can consist of term deposits, stocks and bonds. Go back to Balance Sheet.
 
 

Accounts receivable represents amounts owed from customers that are due within the next year. Usually they are due within one or two months. They are evidenced by an invoice and are often called trade receivables. Go back to Balance Sheet.
 
 

Notes receivable are similar to accounts receivable except that they are evidenced by a formal promissory note rather than an invoice and are usually due after more than 90 days but within one year. Because they are outstanding for a longer period of time than accounts receivable, they usually bear interest. Go back to Balance Sheet.
 
 

Inventories consist of goods held for resale. There are two types of companies that have inventory: manufacturers and wholesalers/retailers. For a manufacturer, the cost of inventory will include not just the price to purchase it but also the cost to process it further. These costs will include labour and overhead. There are entire accounting courses devoted to determining how much labour and overhead should be allocated to inventory as opposed to being shown directly as expenses on the income statement. A manufacturer will typically show three types of inventory: raw material, work in process, and finished goods. A wholesaler/retailer will simply show one type of inventory: merchandise. Go back to Balance Sheet.
 
 

Supplies are items used up through the operation of a business. They are not inventory because they are not held for sale to customers. Go back to Balance Sheet.
 
 

Prepaids or prepaid expenses are expenditures already made for services expected to be received within one year. The difference between an expense and a prepaid expense is that the benefit relating to the latter has not expired. Go back to Balance Sheet.
 
 

Tangible capital assets are assets that have physical substance and will be used over a number of years. Examples include land, buildings, and equipment. On the balance sheet, these assets are usually listed with land first. Land is usually the first capital asset listed on the balance sheet because it is not amortized (this is because its useful life is unlimited). After this, capital assets are generally listed according to their size. Go back to Balance Sheet.
 
 

Accumulated amortization was explained in the first part of lesson one. The benefits of owning a capital asset get reduced through the use of the asset over its life. The process of this "using up" is called amortization. The accumulated amortization recorded on an asset since it was purchased is shown as a reduction from the original cost of the related asset. The cost of an asset less its accumulated amortization is known as its net book value or carrying value. The term "depreciation" is the out of date terminology used to describe amortization. Go back to Balance Sheet.
 
 

Long-term investments are investments such as guaranteed investment certificates, stocks, bonds etc. that management intends to own for more than one year. Go back to Balance Sheet.
 
 

Bank overdrafts, which are essentially a negative cash balance caused by taking more money out of a bank account than was available. This really represents a short-term bank loan and many banks provide their customers with this overdraft facility. Go back to Balance Sheet.
 
 

Demand bank loans are loans that the bank can demand repayment of within a very short period of time, usually several days. Consequently, these are shown as current liabilties. Go back to Balance Sheet.
 
 

Account payable, which represents amounts owed to suppliers within the next year. These are usually payable within 30 days and are recorded upon the receipt of an invoice. These are also known as trade payables. When an amount is owed to a supplier but the invoice has not yet been received, the payable must still be recorded. Such a payable may still be shown as an accounts payable but it is often known as an "accrued" payable. Go back to Balance Sheet.
 
 

Notes payable are promissory notes that indicate that a liability has to be settled at least more than 90 days from the issue of the note. Notes payable can be a current or long term liability depending on when it is due. They bear interest and have specified payment terms. In the event of a bankruptcy, the holders of notes payable usually will be paid before suppliers that are owed accounts payable. Go back to Balance Sheet.
 
 

Wages or salaries payable represents wages or salaries owed to employees for work done prior to the end of the period but before their regular pay day. A person paid a salary is usually not paid for overtime and is paid a fixed amount each pay period. A person earning a wage is usually paid a certain amount for each hour of work performed. For example assume you are an employee of a company whose last pay day was December 24. Your wage is $10 per hour. Your next pay day is on January 7. Before the end of the year, you worked 30 hours. The company would record wages payable of $300 on the balance sheet pertaining to the wages incurred and owed to you. Go back to Balance Sheet.
 
 

Income taxes payable is the amount the company owes to the government for taxes on its income. This is not applicable for proprietorships or partnerships, as the income from these entities is taxed personally in the hands of the owner. Corporations are separate legal entities and are required to pay income taxes separately from those paid by the shareholders. Go back to Balance Sheet.
 
 

Employee taxes and benefits payable consists of amounts withheld from employees' pay cheques for benefit programs. At a minimum, most companies will deduct three items from a pay cheque: income taxes, Canada pension plan payments and employment insurance premiums. For the last two items, the employer also contributes to the plan. The amounts withheld from the employee's pay cheque, along with the amounts contributed by the employer must be remitted to government authorities on a periodic basis. Go back to Balance Sheet.
 
 

Unearned revenue consists of amounts such as deposits received and advances from customers. These are also known as deferred revenues. If a customer pays for something in advance, the company owes the customer the product or service they have requested. This of course is a liability and should be recorded as such. This type of liability will eventually be "paid off" when the service or goods are provided. Go back to Balance Sheet.
 
 

Dividends payable is a current liability that is applicable only to corporations. It represents dividends that have been declared but not yet paid by the company. Recall from the beginning of lesson one that dividends are distributions of retained earnings. Go back to Balance Sheet.
 
 

GST payable is a current liability representing the amount of goods and services taxes collected from customers (net of any GST paid to suppliers). This net amount must be paid to the Federal government on a periodic basis. Go back to Balance Sheet.
 
 

Interest payable is the amount of interest owed on various interest-bearing liabilities such as bank loans. Interest is incurred through the passage of time and consequently a liability for interest arises as time passes. For example, assume that a $100,000 bank loan was taken out on July 1, 2000 bearing interest at 6%. Interest rates, unless specified otherwise, are always expressed in annual rates. Payment of the loan principal (the original amount of the loan for $100,000) along with any related interest is not due to be paid until July 1, 2001. Nevertheless, half of year's interest is still payable at December 31. Consequently, an amount for 8% X $50,000 X 6/12 = $2,000 would be recorded as interest payable. Go back to Balance Sheet.
 
 

Current portion of long-term liabilities represents the principal portion of any long-term liability that would have to be paid within the next year or operating cycle, whichever is longer. The most common example of this is the current portion of a mortgage. For example, if a company owes $60,000 for a mortgage but $5,000 of this amount is to be paid next year, then that amount would be shown as a current liability while the remaining $55,000 would be shown as a long-term liability. Go back to Balance Sheet.
 
 

Mortgage payable is a long-term liability consisting of bank loan that has property as security. Mortgages bear interest and mortgage payments usually pay off any interest owing to date along with part of the principal (original amount of the loan). Go back to Balance Sheet.
 
 

Bank loans other than mortgages are secured with other assets of the company or not secured at all. They bear interest like mortgages. Go back to Balance Sheet
 
 

Amounts due to shareholders and owners are often shown as long-term liabilities. Many businesses raise funds by receiving both equity and loans from the owners. Corporations, because they have shareholders, are the only entities that can have shareholder loans. Injecting money into a corporation by using loans instead of equity provides a tax advantage. When shareholders wish to receive funds from a company, this can be done without any tax consequences by having the company repay a shareholder loan. If a shareholder loan was not made to the company, the only way that funds can be withdrawn by the shareholder would be through the use of salaries or dividends and on each of these, the shareholder would have to pay taxes. Go back to Balance Sheet
 
 

Bonds payable are essentially long-term notes payable with specified payment and interest terms. They are usually issued only by government bodies and large corporations that are able to attract this type of financing. A debenture is one type of bond. Small companies are sometimes able to sell debentures and raise funds in this manner but to do so they may have to offer a higher than normal interest rate. These types of bonds are often called "junk" bonds. Go back to Balance Sheet
 
 

Common shares are issued by a corporation to the owners of the business. There are two major types of shares: common and preferred. In more recent years, shares have been named Class A, Class B etc. The company can then assign certain privileges to each class in whatever way it prefers. Nonetheless, one class usually has the characteristics of common shares while others will have characteristics of preferred shares.

The type of equity that is shown in the balance sheet depends on the legal form of the business. For unincorporated entities such as proprietorships and partnerships, there is only one type of equity account and that is the capital account. Each owner will have a capital account. A capital account is increased when the owner contributes assets to the business and it is reduced when the owner takes assets out of the business (this is often called a drawing or a withdrawal). If a business earns income through its operations, this will result in an increase in the capital account. If a company has net losses this will result in a decrease in the capital account.Go back to Balance Sheet
 
 

Retained earnings is another type of equity account. Whereas share capital accounts (common shares or preferred shares) represent the amount of funds origninally invested in the business by the owner, retained earnings represents the cumulative profits or losses of the corporation that have remained in the business. For example if a company earned $10,000 of net income in year 1 and $15,000 of net income in year 2, the retained earnings balance would be $10,000 at the end of year 1 and $25,000 at the end of year 2. If a $15,000 loss was incurred in year 2 instead of $15,000 of net income, the retained earnings at the end of year 2 would be negative $5,000. When retained earnings becomes negative it is renamed "deficit". Please note that a corporation does not use capital accounts - instead share capital accounts and retained earnings are used.

If the shareholders want some of the profits earned by the corporation to be distributed to them, this is done through the payment of a dividend, which must be approved by the board of directors. The board of directors is elected by the shareholders to oversee the policies and strategic direction of the corporation. Dividends are considered a distribution of retained earnings and will cause the account to fall. Go back to Balance Sheet
 

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